Please join the IIA's Central Ohio Chapter for the Spring CPE day event which offers 4 separate 2-hour classes on varying topics presented by John Gatto, a noted speaker who has presented for numerous IIA and ISACA chapters around the country. You may sign up for any number of the sessions that interest you and each comes with a meal and/or snacks provided at a price of only $35 per session (a great rate per CPE hour). See the listing below for detail of the 4 sessions.
SESSION 1 (8:00 - 10:00): ETHICS AND INTERNAL AUDIT
Executive Summary
In these turbulent times, ethics continues to be a frequent topic of corporate, shareholder, stakeholder, and regulatory conversations. Companies continue to look for ways to emphasize the importance of strong ethics, integrity, and proper conduct and seek strategies to embed processes within their organizational structure. Yet, incidents of bad behavior still occur. It is an ever-evolving phenomenon. Once we find the answer to address a specific issue, another question or problem arises. Ethics impacts every professional's job regardless of status, tenure, or selected profession. For internal auditors, ethics can become a very sensitive issue and political dilemma when attempting to execute their responsibilities and fiduciary duties. Internal auditors are often put in positions where they must make difficult and uncomfortable inquiries. It can appear to management as an attack on personal integrity or on personal morals and ethics.
Key Highlights
• Describe the IIA Code of Ethics
• Define the Principles and Rules of Conduct
• The 7 Attributes of Ethical Internal Auditors
• Blind spots faced by auditors • Ethical decisions
SESSION 2 (10:00 - 12:00): OUTSOURCING AND THE NEED FOR SUPPLIER AUDITS
Executive Summary
This presentation will discuss the reasons why companies use third party suppliers, either as in an outsourced arrangement or in a true vendor arrangement, the risks involved and what audit should be doing.
Key Highlights
• Understanding the risks from a security and privacy perspective
• Contract elements • Minimum security requirements that should be put in contracts
• Supplier Audit techniques
SESSION 3 (1:00 - 3:00): CRISIS AND CHANGE MANAGEMENT – INTERNAL AUDIT INVOLVEMENT
Executive Summary
This session will review the implications and impacts of crisis management and organizational change management and what the internal auditor may need to do.
Key Highlights:
• Definition: Reputation Integrity & Crisis
• Crisis Management Planning • Crisis Management Execution
• Audit’s Role
• Definition: Organizational Change Management
• Impacts on the organization
• What may be needed from Internal Audit
SESSION 4 (3:00 - 5:00): SOCIAL NETWORKING - BUSINESS, COMPLIANCE, & AUDIT IMPLICATIONS
Executive Summary
Most corporations have social media sites for their customers and clients. These sites could be sources of security risks for the company and the personnel using them. This session will discuss these issues from the corporation’s perspective and from the individual’s perspective.
Key Highlights
• What it is & How it is used
• Survey Results
• Various Issues
• Audit & Control Implications
• Risk Mitigation
past_event