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Control testing in accordance with SOX

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  • 1.  Control testing in accordance with SOX

    Posted 27 Aug, 2019 10:06
    1- Please help me all what i need to know for auditing the controls related to SOX compliance.
    could you please provide the examples to what controls to test. and what are the requirements, and how it is differnent with non SOX compliance.

    2- Could you please give me examples how COSO framework can help me to mitigate risks in my organization. Could you please provide all the examples.

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    Marat Kaisseov
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  • 2.  RE: Control testing in accordance with SOX
    Best Answer

    Posted 28 Aug, 2019 06:49
    I have always found the ISACA publication "IT Control Objectives for Sarbanes-Oxley: Using COBIT® 5 in the Design and Implementation of Internal Controls Over Financial Reporting, 3rd Edition" very helpful when looking for guidance on SOX compliance with respect to IT Controls.

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    Henry Bottjer
    Lead IT Auditor
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  • 3.  RE: Control testing in accordance with SOX

    Posted 04 Sep, 2019 18:16
    Indeed, that is an awesome material

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    Marino Mata
    Auditor
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