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ISAE 3402 and soc report

  • 1.  ISAE 3402 and soc report

    Posted 27 Aug, 2019 06:29
    Hello,

    Any external auditor here ?
    I need to understand how you perform SOC 1 report (Type 2) for the company.
    What are the requirements, what is the list of requirements you need to send to the client.

    I need to put my shoes in the external auditor so i understand better.
    Please share with me any kind of list if you have.

    Best Regards,

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    Marat Kaisseov
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  • 2.  RE: ISAE 3402 and soc report

    Online Forum Topic Leader
    Posted 28 Aug, 2019 14:46
    @Marat Kaisseov,

    I am not an external auditor but I understand that SOC1 is a subset of SOC2.  See  https://www.isaca.org/Groups/Professional-English/isae-3402/Documents/SOC2.pdf

    Therefore also see ​https://www.isaca.org/Groups/Professional-English/isae-3402/Documents/SOC2.pdf

    Can any external auditors help with this one?

    Best Regards,

    Ian

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    Ian Cooke
    Audit & Assurance Topic Leader
    ISACA Journal Columnist
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  • 3.  RE: ISAE 3402 and soc report

    Posted 29 Aug, 2019 09:36
    Hello,
    I asked about SOC 1 (type 2) , which is differnet than SOC 2.
    I do not agree that SOC 1 is a part of SOC 2 as they both different reports which cover different areas.

    The pdf that was shared is SOC 2 (which also could be type 1 and type 2 (however, in my question i am asking about SOC 1 (type 2).

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    Marat Kaisseov
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  • 4.  RE: ISAE 3402 and soc report

    Online Forum Topic Leader
    Posted 29 Aug, 2019 09:54
    Understood & apologies if I have caused any confusion.  I meant to share this link http://www.isaca.org/chapters5/Ireland/Documents/2018%20Presentations/Jeff%20Cook%20(AICPA%20SOC%20Reports).pptx as the first link.  See slide 9.

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    Ian Cooke
    Audit & Assurance Topic Leader
    ISACA Journal Columnist
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  • 5.  RE: ISAE 3402 and soc report

    Posted 01 Sep, 2019 09:29
    Many thanks for sharing this document, really helpful.

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    Marat Kaisseov
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