|Audit Manager - Technology
Oversees and executes assigned areas of audit work, providing day to day coaching and guidance to teammates. Executes audit strategy for the sound application of risk based auditing by defining audit scope, audit program, and test procedures. Typically acts as Auditor-in-Charge (AIC). Demonstrates strategic thinking and supports change. Oversees audit testing to ensure timely execution within quality standards and conformance to audit policies and procedures. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Drafts quality and timely audit reports and shares results with business leaders. Manages business partner relationships when conducting specific audits; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. When leading an audit engagement, is responsible for day to day coaching, mentoring, and performance feedback. Fosters an inclusive work environment.
Primary Responsibilities Include:
•Managing risk based technology audits across multiple line of business including Global Information Security, Chief Technology Organization, Consumer, Global Banking & Market, Global Wealth & Investment Management and Control Functions (Risk, Compliance etc.)
•Demonstrate subject matter knowledge in critical areas of technology and information security, identify and assess key risk and controls and develop effective test plans for engagements as assigned with limited guidance.
•Oversees audit testing to ensure timely execution within quality standards and conformance to audit policies and procedures.
•Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends
•Manages business partner relationships when conducting specific audits; primary engagement is with line management.
•Exercises critical thinking and judgment to effectively influence management to improve the control environment.
•When leading an audit engagement, is responsible for day to day coaching, mentoring, and performance feedback.
•Conduct continuous monitoring of business initiatives / processes to identify areas of increase and emerging risk within designated focus area, escalate risk issues as appropriate, follow-up on solutions and propose specific coverage.
Ideal candidate will be intellectually curious and have experience with internal audit methodology. Experience with internal audit and banking products is strongly preferred. Candidate will have the ability to operate in a fast paced environment with multiple concurrent priorities.
•College degree required or relevant experience
•8+ years of relevant IT Audit experience.
•Audit experience at large financial services institutions
•Professional Audit Certification desired (e.g. CISA, CISSP)
•Solid knowledge and understanding of audit methodologies and tools that support audit processes
•Ability to execute in a fast paced, high demand, environment while balancing multiple priorities
•Experience with automation, machine learning, or artificial intelligence
•Working knowledge of regulatory landscape
•Working knowledge of core Banking concepts and products
•Strong written and verbal communications at all levels of management
Travel: Yes, 15% of the time