Hello everyone,
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The next monthly meeting will be this coming Friday, 28 June 2019. Please see details and link to register below.
Date: 28 June 2019
Time: 12:00 pm - 2:00 pm
Venue: PwC Centre, Level 4, 10 Waterloo Quay, Wellington
Registration:
https://iianz.org.nz/tools/events/details.aspx?SECT=networking-events&ID=17991
In addition to the IIA and ISACA speakers (info below), we will be having a brief Special General Meeting (previously announced). This will occur during the ISACA session so will need to start promptly at 1:00 pm, directly after the lunch break.
The ISACA SGM / Education Session will proceed as follows:
- 1:00 PM (as close as possible) – Convene SGM
- Announce candidates for interim Treasurer
- Brief time for candidates to speak
- Distribution of ballots
- Introduce educational speaker
- Pass ballots back/Collection of ballots (Nomination committee to confirm ballots to membership list, count votes)
- Education speaker session ends
- Nomination committee announces results of the election
- Congratulations to the new Treasurer
- Final announcements
- Session closes
IA NZ session: 12 noon
IIA NZ Topic: NZX Regulation - Transactions, Conduct and Culture on the NZX Markets
Presenters: Chris Juchnowicz & Jonathan Maharaj
NZX Regulation works at the heart of New Zealand's capital markets. In this presentation, join Chris Juchnowicz (Manager, Issuer Transactions) and Jonathan Maharaj (Manager, Market Conduct) as they discuss transactions, conduct and culture on the NZX markets. The presentation will include an overview of how NZX is regulated, internal audit at NZX listed issuers, the transactions process, conduct and culture on the NZX markets, as well as case studies and enforcement work.
Chris is a solicitor who manages Issuer Transactions in NZX Regulation. Chris has previously worked in the Listing Transactions department at the UK FCA and in the Capital Markets Conduct team at the Financial Markets Authority. His role includes managing IPO applications, the review of offer documents and notices of meetings, and assisting issuers with Listing Rule related matters.
Jonathan is a qualified statutory auditor, certified fraud examiner, and risk and compliance professional. He has 14 years of financial experience across a range of industries, including New Zealand's capital markets, accounting and financial services. He began his career at PwC and has been at NZX for the past 7 years. His role as NZX's Manager of Market Conduct includes managing investigations; enforcement action; and influencing best practice market conduct and culture.
Break:
Light refreshments will be served at approximately 12.45pm, followed by the ISACA session.
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BREAK:
Light refreshments will be served at approximately 12.45pm, followed by the ISACA session.
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ISACA Session: Approximately 1:00 pm
ISACA Short SGM, as described towards the top of this message.
ISACA Topic: Shadow IT, and its implications to information security at NZ Police
Presenter: Dr. Clifford Clark
Dr. Clifford Clark began his Police career in 1990 in Suffolk, England. He moved to New Zealand in 2008 with his family, when he joined the Wellington CIB, investigating serious and major crimes. He has held many roles in the UK and NZ Police including Police artist, law instructor and Detective Senior Sergeant, and officer in charge of the National Cyber Crime Centre. Clifford achieved a life ambition when he was awarded a Doctorate in 2010, and another in 2016 when he was promoted to Inspector, into the position of IT Security Manager for Police.
Looking forward to seeing you Friday!
Cheers,
Bruce Edwards
President – Wellington Chapter
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