Assessing AI Risks & Controls On-Demand 8-CPE

Starts:  Feb 5, 2024 09:00 (ET)
Ends:  Feb 18, 2024 17:00 (ET)
Associated with  Greater Hartford Chapter

Learning Objective:

ERP Risk Advisors will provide the opportunity to move upfront and influence AI security and controls as the technology evolves for IT Auditors, Audit Management, Risk Management Roles, Internal / External Auditors, and Business / Financial Auditors.



  • Cost effective, instructor-led training at a pace decided by the attendee.
  • Flexible timing with attendee deciding when to view the modules – during work hours, lunch, evenings, weekends.
  • The instructor and seminar materials are the same as in a live training session.
  • Having access to the instructor during and after the training allows for clarifications and enhances the learning experience.



  1. Defining Artificial Intelligence
    a. Machine Learning
    b. Neural Networks
    c. Big Data
    d. Robotic Process Automation (RPA)
  2. AI Risks
    a. Inaccurate Results & Decisions
    b. Bias & Discrimination
    c. Health & Safety
    d. Regulatory Non-Compliance
    e. And More …
  3. AI Governance & Risk Management a. AI Accountability & Ownership
    b. AI Oversight & Monitoring
    c. AI Liability Considerations
  4. AI Access Management
  5. AI Data Integrity / Data Governance
  6. AI Application Integrity
    a. AI Application Integrity Objectives b. “Training” the AI Application
    c. Change, Patch, Configuration Management
    d. System Development of AI Applications
  7. AI Human Interface
  8. API / Application Programming Interface Risks
  9. Assessing Cloud / Third Party AI Applications
  10. ChatGPT AI Demonstrations

Note: This class does not currently qualify for CPA CPE certification but does qualify for CISA, IIA/CIA and CFE certifications.


How Does it Work?

  • Registered persons will receive a link to the training session and will have 14 days (February 5 - February 18) to complete the on-demand class.
  • The student must complete all videos and receive 70% on the section quizzes and the final exam. They will have 100 attempts to pass the tests.
  • Once they complete all segments and receive 70% on the tests, they can download their CPE certificate.
  • People attending will have the capability to send questions at any point during the training to the instructor.

A two-hour, one-time session will be scheduled with the instructor at the end of the training for anyone who would like to attend.This session is intended to allow for clarifications and questions about any of the material.




 Fred C. Roth, CISA - ERP Advisors

Fred is a frequent speaker at international conferences and delivers IT control and security training on a worldwide basis. As a former Vice President of the MIS Training Institute’s IT Audit Division for 15 years, he facilitated and coordinated the IT audit training curriculum.
Previously, as IT Audit Manager at Eastman Kodak Company, he had worldwide responsibility for planning and coordinating Kodak’s IT audits in the United States, Asia, Europe and South America. Fred was a key player in Eastman Kodak’s successful worldwide SAP implementation. He was responsible for the Corporate Audit partnership on the SAP project and for assessing controls during system design and implementation.
Fred understands the importance of cutting-edge controls and security.
Fred is a graduate of the University of Michigan with a Computer Science and Mathematics Bachelor degree. Fred received his MBA at the Rochester Institute of Technology in Rochester, NY.
Fred and his wife, Kathy, reside near Park City Utah, hiking and skiing in the West and beyond. They are avid travelers and have been to 71 countries.


Online Instructions: